utm_source=taboola&utm_medium=referral
Skip to Content
Capital Markets Regulatory Experts
Who We Are
Overview
Purpose
Team
What We Do
Compliance Software
Firm Registration
Fractional Resources
Services List
Pricing
Learn More
Blog
Events
Reviews
FAQs
Portals
Contractor Portal
Customer Portal
Contact
Contact Us
Careers
Newsroom
Schedule Demo
Login Account
0
0
Capital Markets Regulatory Experts
Who We Are
Overview
Purpose
Team
What We Do
Compliance Software
Firm Registration
Fractional Resources
Services List
Pricing
Learn More
Blog
Events
Reviews
FAQs
Portals
Contractor Portal
Customer Portal
Contact
Contact Us
Careers
Newsroom
Schedule Demo
Login Account
0
0
Folder: Who We Are
Back
Overview
Purpose
Team
Folder: What We Do
Back
Compliance Software
Firm Registration
Fractional Resources
Services List
Pricing
Folder: Learn More
Back
Blog
Events
Reviews
FAQs
Folder: Portals
Back
Contractor Portal
Customer Portal
Folder: Contact
Back
Contact Us
Careers
Newsroom
Schedule Demo
Login Account
Private Placement Due Diligence by GiGCXOs
broker dealer compliance, outsource broker dealer resources, outsource compliance Jay Proffitt 10/7/24 broker dealer compliance, outsource broker dealer resources, outsource compliance Jay Proffitt 10/7/24

Private Placement Due Diligence by GiGCXOs

Read More
Prevent Fines and Build Client Trust with GiGCXO's FiduciaryGuard360™
fiduciary duty, reg bi, form crs, FINRA, investment adviser compliance Jay Proffitt 9/28/24 fiduciary duty, reg bi, form crs, FINRA, investment adviser compliance Jay Proffitt 9/28/24

Prevent Fines and Build Client Trust with GiGCXO's FiduciaryGuard360™

Read More
Prevent Fines with GiGCXO's FiduciaryGuard360™: Your Essential Compliance Solution
financial services, fiduciary duty, reg bi, form crs, finra, outsource broker dealer resources, outsource compliance, investment adviser compliance Jay Proffitt 9/26/24 financial services, fiduciary duty, reg bi, form crs, finra, outsource broker dealer resources, outsource compliance, investment adviser compliance Jay Proffitt 9/26/24

Prevent Fines with GiGCXO's FiduciaryGuard360™: Your Essential Compliance Solution

Read More
SEC's Latest Crackdown on Electronic Communications Compliance Lapses.
capital markets, broker dealer compliance, investment adviser compliance, electronic communications, FINRA 2210 Jay Proffitt 9/24/24 capital markets, broker dealer compliance, investment adviser compliance, electronic communications, FINRA 2210 Jay Proffitt 9/24/24

SEC's Latest Crackdown on Electronic Communications Compliance Lapses.

Read More
Preventing Fines with CommSafe360
FINRA 2210, broker dealer compliance, investment adviser compliance, electronic communications, archiving communications, 17a-4, reg tech Jay Proffitt 9/15/24 FINRA 2210, broker dealer compliance, investment adviser compliance, electronic communications, archiving communications, 17a-4, reg tech Jay Proffitt 9/15/24

Preventing Fines with CommSafe360

Read More
Avoiding Fines with GiGCXOs’ Special Purpose Broker-Dealer in a Box Solution
governanceriskcomplianc, finreg, financialregulations, regtech, special purpose broker-dealer, broker dealer compliance, financial services, broker dealer, digital securities, SEC Jay Proffitt 9/13/24 governanceriskcomplianc, finreg, financialregulations, regtech, special purpose broker-dealer, broker dealer compliance, financial services, broker dealer, digital securities, SEC Jay Proffitt 9/13/24

Avoiding Fines with GiGCXOs’ Special Purpose Broker-Dealer in a Box Solution

Read More
Prevent Fines with AICompliance360™: GiGCXOs’ AI-Powered Compliance Solution
compliance as a service, operators as a service, communications with the public, broker dealer compliance, investment adviser compliance, financial services, capital markets Jay Proffitt 9/10/24 compliance as a service, operators as a service, communications with the public, broker dealer compliance, investment adviser compliance, financial services, capital markets Jay Proffitt 9/10/24

Prevent Fines with AICompliance360™: GiGCXOs’ AI-Powered Compliance Solution

Read More
How GiGCXOs' AI-Driven Compliance Software Can Help Broker-Dealers and Investment Advisers Avoid Fines for Misleading Advertisements
saas, caas, raas, capital markets, broker dealer compliance, investment adviser compliance, exempt reporting adviser, internet investment adviser Jay Proffitt 9/6/24 saas, caas, raas, capital markets, broker dealer compliance, investment adviser compliance, exempt reporting adviser, internet investment adviser Jay Proffitt 9/6/24

How GiGCXOs' AI-Driven Compliance Software Can Help Broker-Dealers and Investment Advisers Avoid Fines for Misleading Advertisements

Read More
GiGCXOs Welcomes Steve Maiello as an Independent Consultant
financial services, outsource broker dealer resources, outsource compliance, adviser compliance, broker dealer compliance, investment adviser compliance, capital markets Jay Proffitt 9/5/24 financial services, outsource broker dealer resources, outsource compliance, adviser compliance, broker dealer compliance, investment adviser compliance, capital markets Jay Proffitt 9/5/24

GiGCXOs Welcomes Steve Maiello as an Independent Consultant

Read More
Introducing the GiGCXOs Contractor Portal: Empowering Our Community of Independent Consultants
fractional consulting, SEC adviser consulting, consulting, outsource broker dealer resources, investment adviser compliance, outsource compliance, adviser compliance, capital markets Jay Proffitt 9/4/24 fractional consulting, SEC adviser consulting, consulting, outsource broker dealer resources, investment adviser compliance, outsource compliance, adviser compliance, capital markets Jay Proffitt 9/4/24

Introducing the GiGCXOs Contractor Portal: Empowering Our Community of Independent Consultants

Read More
Welcome, Steve Manning: A New Independent Consultant Joins GiGCXOs' Expert Team
outsource compliance, broker dealer compliance, investment adviser compliance, FINRA, SEC, capital markets Jay Proffitt 9/3/24 outsource compliance, broker dealer compliance, investment adviser compliance, FINRA, SEC, capital markets Jay Proffitt 9/3/24

Welcome, Steve Manning: A New Independent Consultant Joins GiGCXOs' Expert Team

Read More
Exciting Partnership Announcement: GiGCXOs Teams Up with Hadrius to Revolutionize Compliance Management.
broker-dealer, investment adviser, capital markets Jay Proffitt 8/28/24 broker-dealer, investment adviser, capital markets Jay Proffitt 8/28/24

Exciting Partnership Announcement: GiGCXOs Teams Up with Hadrius to Revolutionize Compliance Management.

Read More
Newer Posts
Older Posts

Subscribe to Blog

Sign up with your email address to receive news and updates.

We respect your privacy.

Thank you! Be on the lookout for updates and news!


info@gigcxos.com


AICompliance360
Adviser In A Box
CXO FlexForce
Broker Dealer In A Box
Pricing
FuturesCompli360
Schedule a Demo
Third Party Audits
Services

Our People
Our Beliefs
Careers
Customer Reviews
Newsroom
FAQs
Blog
Events

Contractor Portal
ComplianceCentral360

Diversity & Inclusion Pledge
Environmental & Sustainability Pledge
Social Impact Pledge
Legal

* FinOp (Series 27/28) and accounting services provided by industry leader and third party firm, ACI.
^ AICompliance360 is powered by the Hadrius AI Platform.  AUM is the aggregate amount across all firms using the Hadrius technology.
©2024 GiGCXOs. All rights reserved. The content, design, graphics, and other materials on this website are the property of GiGCXOs and are protected by copyright, trademark, and other intellectual property laws. Unauthorized use, reproduction, distribution, or modification of any material from this site without prior written permission from GiGCXOs is strictly prohibited. All trademarks, service marks, and logos used on this site are the trademarks of their respective owners. Any unauthorized use of these trademarks is prohibited. 
The information provided on this website is for informational purposes only and does not constitute an offer to sell or a solicitation of an offer to buy any securities. Nothing on this site should be interpreted as a recommendation to invest, an endorsement of any particular investment, or a solicitation to engage in any investment activity. GiGCXOs does not provide investment advice, and any decisions to buy, sell, or hold securities should be made based on your own due diligence and in consultation with a qualified financial advisor.