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Avoiding Costly Supervision Failures: How GiGCXOs’ AICompliance360™ Protects Firms
capital markets, regtech, outsource compliance, financial services Jay Proffitt 12/13/24 capital markets, regtech, outsource compliance, financial services Jay Proffitt 12/13/24

Avoiding Costly Supervision Failures: How GiGCXOs’ AICompliance360™ Protects Firms

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Avoiding Fines with GiGCXOs’ Special Purpose Broker-Dealer in a Box Solution
governanceriskcomplianc, finreg, financialregulations, regtech, special purpose broker-dealer, broker dealer compliance, financial services, broker dealer, digital securities, SEC Jay Proffitt 9/13/24 governanceriskcomplianc, finreg, financialregulations, regtech, special purpose broker-dealer, broker dealer compliance, financial services, broker dealer, digital securities, SEC Jay Proffitt 9/13/24

Avoiding Fines with GiGCXOs’ Special Purpose Broker-Dealer in a Box Solution

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* FinOp (Series 27/28) and accounting services provided by industry leader and third party firm, ACI.
^ AICompliance360 is powered by the Hadrius AI Platform.  AUM is the aggregate amount across all firms using the Hadrius technology.
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