utm_source=taboola&utm_medium=referral
Skip to Content
Capital Markets Regulatory Experts
Who We Are
Overview
Purpose
Team
What We Do
Compliance Software
Digital Assets
Firm Registration
Fractional Resources
Services List
Pricing
Learn More
Blog
Events
Reviews
FAQs
Portals
Contractor Portal
Customer Portal
Contact
Contact Us
Careers
Newsroom
Schedule Demo
Login Account
0
0
Capital Markets Regulatory Experts
Who We Are
Overview
Purpose
Team
What We Do
Compliance Software
Digital Assets
Firm Registration
Fractional Resources
Services List
Pricing
Learn More
Blog
Events
Reviews
FAQs
Portals
Contractor Portal
Customer Portal
Contact
Contact Us
Careers
Newsroom
Schedule Demo
Login Account
0
0
Folder: Who We Are
Folder: What We Do
Folder: Learn More
Folder: Portals
Folder: Contact
Login Account
Back
Overview
Purpose
Team
Back
Compliance Software
Digital Assets
Firm Registration
Fractional Resources
Services List
Pricing
Back
Blog
Events
Reviews
FAQs
Back
Contractor Portal
Customer Portal
Back
Contact Us
Careers
Newsroom
Schedule Demo
New Jersey Court Expands Enforcement Tools in Securities Fraud Cases
capital markets compliance, internet investment adviser, investment adviser, investment adviser compliance, registered investment adviser Jay Proffitt 6/11/25 capital markets compliance, internet investment adviser, investment adviser, investment adviser compliance, registered investment adviser Jay Proffitt 6/11/25

New Jersey Court Expands Enforcement Tools in Securities Fraud Cases

Read More
What RIAs Should Prioritize in 2025
capital markets compliance, capital markets, adviser compliance, broker dealer compliance, broker dealer, exempt reporting adviser, internet investment adviser, compliance as a service Jay Proffitt 6/9/25 capital markets compliance, capital markets, adviser compliance, broker dealer compliance, broker dealer, exempt reporting adviser, internet investment adviser, compliance as a service Jay Proffitt 6/9/25

What RIAs Should Prioritize in 2025

Read More
Navigating the SEC's Updated Marketing Rule: Key Takeaways for Private Fund Managers
broker dealer compliance, adviser compliance, electronic communications, promotional material, capital markets, capital markets compliance Jay Proffitt 5/29/25 broker dealer compliance, adviser compliance, electronic communications, promotional material, capital markets, capital markets compliance Jay Proffitt 5/29/25

Navigating the SEC's Updated Marketing Rule: Key Takeaways for Private Fund Managers

Read More
Market Volatility and Regulatory Shifts: The Mounting Pressure on Compliance Officers
adviser compliance, broker dealer compliance, capital markets compliance, compliance as a service Jay Proffitt 5/27/25 adviser compliance, broker dealer compliance, capital markets compliance, compliance as a service Jay Proffitt 5/27/25

Market Volatility and Regulatory Shifts: The Mounting Pressure on Compliance Officers

Read More
Compliance Officers Under Pressure: How Market Volatility Increases Regulatory Risks
broker dealer compliance, investment adviser compliance, capital markets compliance, introducing broker compliance, money services business compliance Jay Proffitt 3/31/25 broker dealer compliance, investment adviser compliance, capital markets compliance, introducing broker compliance, money services business compliance Jay Proffitt 3/31/25

Compliance Officers Under Pressure: How Market Volatility Increases Regulatory Risks

Read More

Your Partner in Stablecoin & Digital Asset Registration

At GiGCXOs, we help fintechs, broker-dealers, investment advisers, and emerging digital asset firms launch and operate compliant stablecoin and crypto offerings in the United States.

Our team of seasoned regulatory professionals and fractional executives specializes in guiding firms through the complex federal landscape created by the GENIUS Act and the CLARITY Act.

Why Choose GiGCXOs?

  • Deep Expertise in broker‑dealer, RIA, fintech, and digital asset compliance

  • Hands‑On Regulatory Experience with FINRA, SEC, OCC, and CFTC matters

  • End‑to‑End Service from initial registration to ongoing compliance management

  • AI-Driven Solutions to streamline filings, track deadlines, and monitor risk

Learn more

Subscribe to Blog

Sign up with your email address to receive news and updates.

We respect your privacy.

Thank you! Be on the lookout for updates and news!

info@gigcxos.com

AICompliance360
Adviser In A Box
CXO FlexForce
Broker Dealer In A Box
Pricing
FuturesCompli360
Schedule a Demo
Third Party Audits
Services
Our People
Our Beliefs
Careers
Customer Reviews
Newsroom
FAQs
Blog
Events
Contractor Portal
ComplianceCentral360
Diversity & Inclusion Pledge
Environmental & Sustainability Pledge
Social Impact Pledge
Legal 
* FinOp (Series 27/28) and accounting services provided by industry leader and third party firm, ACI.
^ AICompliance360 is powered by the Hadrius AI Platform.  AUM is the aggregate amount across all firms using the Hadrius technology.
©2024 GiGCXOs. All rights reserved. The content, design, graphics, and other materials on this website are the property of GiGCXOs and are protected by copyright, trademark, and other intellectual property laws. Unauthorized use, reproduction, distribution, or modification of any material from this site without prior written permission from GiGCXOs is strictly prohibited. All trademarks, service marks, and logos used on this site are the trademarks of their respective owners. Any unauthorized use of these trademarks is prohibited. 
The information provided on this website is for informational purposes only and does not constitute an offer to sell or a solicitation of an offer to buy any securities. Nothing on this site should be interpreted as a recommendation to invest, an endorsement of any particular investment, or a solicitation to engage in any investment activity. GiGCXOs does not provide investment advice, and any decisions to buy, sell, or hold securities should be made based on your own due diligence and in consultation with a qualified financial advisor.
✕